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Integrated end-to-end instrumentation for the study of whispering gallery modes in dynamic liquid micro-cavities coupled to sub-micron tapered fibers

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An integrated table-top facility with the end-to-end instrumentation for the study of high-Q Whispering Gallery Modes in solid and liquid micro-cavities is described, with emphasis on the in situ fabrication of reliable tapered fibers of sub-micron waist sizes for coupling light into time-dependent liquid micro-cavities. The experimental parameters have been chosen to get nearly adiabatic tapers, with their waist size consistent with the theoretical model. The oscillations in the transmitted power during fiber tapering are monitored to check the coupling of higher order modes and identify the point when the fiber is suitable for pure single mode coupling. The fabricated tapered fibers have greater than 85% transmission on the average and very good polarization fidelity. The tapered fibers have been used for efficiently exciting and detecting WGMs of Q107 in silica microspheres and of Q up to 7×107 in microdrops of silicone oils. The set-up is suitable for conversion to a transportable system, for sensing applications involving WGMs in liquid microdrops.


Whispering Gallery modes (WGMs) are the eigenmodes of cylindrically symmetric cavities (like spheres, disks, toroids, etc.) which get excited when evanescently coupled light gets trapped due to continuous total internal reflections and after orbiting the cavity, it returns to its starting point in phase. Due to high Quality factor (Q) [1, 2], small size and confinement of high optical power in very small mode volume, WGMs supporting micro-cavities have applications in non-linear optics [3, 4], optomechanics [5], cavity QED [1, 6], biosensing [7, 8], integrated photonic circuits [9], etc. [1, 10]. Tapered optical fibers [1113] are the most commonly used devices for coupling light into the micro-cavities, as compared to other couplers like prisms [14, 15], eroded fibers [16] and angle polished fibers [17] because they are efficient, compact and they filter out the higher order modes which otherwise add noise in the main signal in the fundamental mode. Other uses of tapered fibers are — in fiber couplers, fiber splitters, sensors [1821], coupling light into photonic crystals [22, 23], trapping and detecting ultra-cold atoms [2426], etc. (see Ref. [27]).

The use of adiabatically tapered fibers for coupling light into micro-cavities was first demonstrated by Knight et al. [28] in 1997. Thereafter, tapered fibers have been widely used for efficiently and selectively exciting WGMs in different kinds of solid micro-cavities like microspheres [7, 11], micro-toroids [3, 12], microdisks [2], etc. These tapered-fiber coupled solid micro-cavities have applications such as sensors (biological [7], physical [29], chemical [30] and mechanical [31]), micro-lasers [32], cavity optomechanical oscillators [5], photonic filters and switches in Wavelength Division Multiplexed (WDM) systems [10, 33], in generation of optical frequency combs [34] and solitons [35], etc. (Ref. [1] and [10] give detailed reviews of applications).

In spite of the extensive use of tapered fibers for coupling light into solid micro-cavities, there are only a few reported works [3639] on using tapered fibers for coupling light into liquid micro-cavities. Though the dynamic geometry makes liquid drops unsuitable for many conventional applications, entirely new and unique applications and novel studies open up with well-coupled microdrop-tapered fiber systems. Liquid microdrops are optical micro-cavities with naturally very smooth surface, similar to fabricated solid microsphere cavities. However, unlike solid micro-cavities, these cavities are time-dependent, as many physical processes, like evaporation and thermal oscillations along with mechanical deformations and vibrations, continuously take place depending on the external surrounding conditions. Optical WGMs in liquid microdrops provide a novel probe for better understanding of dynamics of liquid drops (like their capillary [40] and acoustic modes [36], fluctuations in evaporation rate, etc.), properties of liquids (like bulk modulus, surface tension, absorption, viscosity, etc.), and provide a platform for investigating micro-optomechanics [36, 41]. Also, the measured optical Q can be used to estimate a reliable upper limit of the absorption coefficient of liquids. This could be advantageous for liquids with very low absorption \(\lesssim 10^{-3}~\text {cm}^{-1}\), for which determining absorption becomes difficult when using standard methods (which use bulk samples) due to systematic errors of the same order [42].

The two main challenges in experimenting with a liquid microdrop are its dynamically deforming geometry and the difficulty in holding the drop without distorting its equatorial profile. Tapered fiber coupling to a liquid microdrop was first reported by Hossein-Zadeh et al. [38]. They used a water drop embedded in an immiscible liquid with refractive index smaller than water. This prevents the shape and size of the water drop from changing due to evaporation. They measured Q values ≈1.2×105 and it was consistent with the theoretical limit given by the absorption loss in water. Kaminsky et al. [39] used optical tweezing for positioning a microdroplet (of an emulsion of water, paraffin oil, and an emulsifier) close to a tapered fiber inside a water medium. They measured Q values ≈1.2×107. To experiment with a liquid drop in air, instead of inside another liquid medium, liquids having very low evaporation rates, such as glycerol, paraffin oil and silicone oil, have been used. Jonáš et al. [37] reported measurements of Q up to 2.3×106, of the WGMs in single glycerol-water microdrops standing on a superhydrophobic surface in air. The measured Q values were smaller by a factor of 10 than the theoretically expected Q because of the thermally induced droplet shape fluctuations. These thermal fluctuations inhibit reliable measurement of the real Q values of the microdrops, when using the ‘linewidth measurement’ method to measure the Q values which are greater than the thermal limits on the measurement of Q values (see “Q-value measurements of WGMs in liquid microdrops” section). Hence for determining the real Q values of microdrops of liquids with very low absorption, the ‘cavity ring down’ [4345] method has been used in the recent papers [36, 46]. In these works, the liquid drops are held by immersing bare silica fibers [46] or silica micro-cylinders [36] in the respective liquids. They have measured Q values from 107 to 108 with microdrops of paraffin oil and silicone oils. Dahan et al. [36] and Maayani et al. [40] have used the optical WGMs to investigate the acoustic and capillary modes of liquid microdrops, respectively.

Here, we report the development of a complete integrated table-top facility for the study of high-Q WGMs in solid and liquid micro-cavities. Our primary motivation for building this facility is to systematize and benchmark the steps for liquid drop WGM studies with very large Q values exceeding 107, coupled to tapered fiber, and thereby enabling several studies of this physics-rich system. The facility consists of four main units — set-up for fabrication and characterization of tapered fibers, set-up for fabrication of silica microspheres and formation of liquid microdrops, set-up for exciting and detecting WGMs in micro-cavities using tapered fibers, and a vibration-isolated experimental platform inside a laminar flow enclosure unit for protecting the tapered fibers and the micro-cavities from dust particles during experiments.

In this paper, we have compiled the methods and the technical details of our experimental facility along with the required information from the literature, for completeness. We have combined the details of the preparation of the micro-cavities, fabrication and characterization of adiabatic tapered-fibers, and of the set-up for exciting and detecting WGMs in these cavities, in this self-contained paper. We have incorporated here all the essential details, including even the fine details such as the mitigation of extraneous factors, like dust-protection and vibration isolation, which nevertheless affect severely and compromise high-Q WGM studies, especially in microdrops. This paper presents a complete recipe, with all the necessary precautions, for fabricating good quality tapered fibers that guarantee efficient and selective excitation (and detection) of WGMs in micro-cavities.

As we know, normal single mode fibers do not maintain the polarization of light and hence the adiabatically tapered single mode fibers also do not maintain the polarization. However, it is important to check if the adiabatic tapering process affects the polarization response (i.e state of polarization at the output port as a function of polarization at the input port) of the fibers. Here, we have experimentally verified that adiabatically tapering a single mode fiber, down to the waist size supporting only a single mode, does not change its polarization response and cylindrical symmetry. Also, for experimenting with a microdrop, two of the most important requirements are holding the drop without disturbing its equatorial profile and controlling its position and orientation w.r.t the coupler. Here, we use silica microspheres for holding the liquid drops, which makes the positioning and aligning of drops as easy as for solid microspheres. This technique works efficiently for different kinds of liquids, like both hydrophobic (eg.-silicone oils and paraffin oil) and hydrophilic (eg.-glycerol) liquids [42]. We have observed that the drops around microspheres are much more stable than the drops around bare silica fibers (as they slowly flow down along the fiber) and those suspended by the tips of bare silica fibers (as they disintegrate even due to small jerks).

This paper is organized as follows. In “Experimental setup and procedure” section, we describe the salient features of all the units comprising the facility. In “Shape and waist size of tapered fibers” section, we compare the tapering process with its theoretical model. In “Performance of tapered fibers” and “Analysis of transmission signal” sections, we explain the propagation of light through a tapered fiber to understand how to fabricate tapered fibers which have high transmission and which can completely filter out the unwanted higher order modes. We also discuss the analysis of transmission data of a tapered fiber, taken while tapering. In “Birefringence and cross-talk in a tapered fiber” section, we briefly describe an experiment to check whether the cylindrical symmetry of the fibers is maintained while tapering, by comparing their polarization response before and after tapering. In “Q-value measurements of WGMs in solid microspheres” section, we show the observations of high-Q WGMs in silica microspheres. In “Q-value measurements of WGMs in liquid microdrops” section, we conclude with the measurement of the exceptionally high Q values of WGMs in microdrops of silicone oils, using cavity ring-down interferometry [4345].

Experimental setup and procedure

Fabrication of solid microspheres and formation of liquid microdrops

We study WGMs in two kinds of micro-cavities — solid microspheres and liquid microdrops. We fabricate solid microspheres by melting the tips of silica fibers using two balanced counter-propagating CO2 laser beams, generated by retro-reflection of a beam by a Si mirror. Surface tension re-forms the fiber tips to spheres. A schematic of the setup is shown in Fig. 1. The balanced beams avoid asymmetric radiation pressure which otherwise produces bent or asymmetric (about the fiber stem) microspheres. There are two ZnSe lenses for focusing the beams and the fabrication process is monitored with a microscope and a CCD camera attached to it. Since CO2 laser beam (10.6 μm wavelength) is invisible, a visible laser pointer, which consists of a diode laser (650 nm wavelength) and a ZnSe beam combiner/splitter, has been mounted on the front panel of the CO2 laser. Its beam is co-aligned with the CO2 laser beam for optical alignments. We produce microspheres with diameters in the range 30–300 μm with this setup (see Fig. 2).

Fig. 1
figure 1

Schematic of experimental setup for fabrication of silica microspheres. L1 and L2: lenses, M: mirror, MS: silica fiber’s tip which has got re-formed into a microsphere, MIC: microscope with a CCD camera attached to it, and VLP: visible laser pointer used for optical alignment of CO2 laser beam. L1, L2 and MS are on XYZ mounts or stages for alignments

Fig. 2
figure 2

Microscope image of a silica microsphere. aSide view of a silica microsphere, of ≈53 μm diameter, positioned very close (sub-wavelength gap) to a tapered fiber to excite its WGMs. We fabricate such microspheres by melting the tips of pieces of optical fibers and we retain the fiber stems to control position and alignment of the microspheres. bTop view of the arrangement shown in a. The gap between the microsphere and the tapered fiber is smaller than the resolution of the microscope

We form a liquid microdrop (see Fig. 3) by dipping a small silica microsphere inside the liquid. A microdrop gets formed around the solid microsphere due to cohesive and adhesive forces in and between the liquid and silica. Microdrops of silicone oils with diameter 50-200 μm are used in our experiments. Silicone oils have been chosen for the microdrops because it is technically easier to excite and detect WGMs in these drops. This is due to the following reasons. a) very low evaporation rate, b) refractive index close to silica which helps in phase matching, [12] c) very low optical absorption, and d) good tendency to form drops around silica microspheres which allows easy positioning and alignment of the drops. (this tendency depends on the viscosity, the cohesive forces in the liquid and the adhesive forces between the liquid and silica).

Fig. 3
figure 3

Microscope image of a silicone oil microdrop around a silica microsphere. a Schematic of a silicone oil microdrop around a silica microsphere (with a fiber stem). b Microscope image of a silicone oil microdrop, of diameter ≈105 μm, around a silica microsphere (bordered by a dashed circle) of diameter ≈40 μm. We form such microdrops by dipping silica microspheres in silicone oils. These drops are positioned very close to tapered fibers to excite their WGMs (similar to the microsphere shown in Fig. 2). Note that the centroid of the liquid microdrop is below the centroid of the much smaller solid microsphere

Fabrication of tapered fibers

For efficiently and selectively exciting (and detecting) WGMs, approximately adiabatic [4749] tapers are needed. A tapered fiber is called adiabatic if the taper angle is small enough everywhere such that negligible power couples from the fundamental mode to the higher order modes and the radiation modes (which cause power loss), as it propagates along the taper. For adiabatic tapers of single mode fibers, the ‘local mode theory’ [47] says that at every local point of the tapered fiber, the field distribution and propagation constant can be described by the fundamental mode of a cylindrical guide with the same geometry as the local point. So, during propagation, the fundamental mode of one local point transforms to the fundamental mode of successive local point without any loss of power.

Heat and pull is the most commonly used method for fabricating tapered fibers of sub-micron waist sizes [4953]. A heat source like CO2 laser, flame torch or micro-furnace softens a fiber and simultaneously two motorized translation stages pull the fiber from both the sides. The advantages and disadvantages of each of these heat sources are mentioned in Ref. [49]. We use a hydrogen-oxygen torch as the heat source. A schematic of the setup is shown in Fig. 4. A hydrogen-oxygen torch is preferred over other gas torches because it has a clean flame and leaves no residue other than water vapor, which also disperses in the air leaving a clean taper. This helps in making tapered fibers with good performance. Single mode 780 HP fiber from Thorlabs, with 4.4 μm core diameter and 125 μm cladding diameter, is used in our experiments. A long working distance microscope (from Navitar) with a CCD camera is mounted on one side for monitoring the whole fabrication process.

Fig. 4
figure 4

Schematic of experimental setup for fabrication of tapered fibers. MTS denotes two identical motorized translation stages. BOF: bare optical fiber, FT: flame-torch (hydrogen-oxygen torch), FFC: free space fiber coupler, PD: photo-detector, and MIC: microscope with a CCD camera attached to it

The first step in the fabrication of a tapered fiber is splicing a bare optical fiber with an optical patch cable, which is connected to a free space fiber coupler that couples the laser light (Toptica DL100 ECDL at 780 nm) into the fiber. The other end is connected to a photo-detector using Thorlabs BFT (Bare Fiber Terminator) connector which is like a temporary FC connector for a bare fiber. Next, the protective coating around the fiber is stripped off over 2 cm near the center of the bare optical fiber. Then the stripped part is cleaned with lint-free wipes soaked in alcohol. Subsequently, the fiber is clamped on the two motorized stages using fiber clamps such that the stripped part comes between the two clamps. After this, the hydrogen-oxygen torch is moved below the stripped part of the fiber with an air gap of nearly 3-4 mm between the nozzle and the fiber. In our case, the nozzle diameter is 1mm. The hydrogen gas flow is set between 25 to 50 ml/min and the flame uses oxygen from the surrounding atmosphere. All these parameter values are chosen to get a sufficiently wide and short flame which provides a wide hot zone (part of the flame which softens the fiber) with low gas pressure and nearly uniform temperature along its length. Such kind of hot zone is required for getting adiabatic tapers. This will be discussed in detail in the next sections. With these settings, 1 to 4 mm hot zone length can be obtained, depending on the position of the flame with respect to the fiber.

As the torch is moved close to the fiber, the part of the fiber under the flame starts glowing and then immediately fiber pulling is started using the two computer-controlled motorized stages. The pulling speed is not very critical for obtaining good quality tapers. Prior works report pulling speed values ranging from 20 μm/s to 200 μm/s [4850]. We chose a slower speed of 20 μm/s for each motorized stage to have a longer time span between the single mode operating point and the breaking point of the fiber (explained in “Analysis of transmission signal” section). This allows us to have better control on stopping the tapering process. The stages are stopped immediately after getting the desired taper waist at which almost all higher order modes get filtered out leaving only the fundamental mode. This stopping point is decided by observing the transmission through the fiber while tapering. For this, a photo-detector and an oscilloscope are used. This will be discussed in detail in the following sections. Immediately after stopping the stages, the torch is moved away from the fiber. Figure 5 shows the microscope images of a fiber before and after tapering.

Fig. 5
figure 5

Microscope image of the waist of a tapered fiber. a Image of a fiber before tapering (diameter ≈ 125 μm). b Image of the waist of the same fiber after tapering (diameter <1 μm)

Exciting and detecting WGMs in micro-cavities

After fabrication of a tapered fiber, micro-cavities are brought closer to the tapered fiber to excite their WGMs. A schematic of the setup for coupling light into these cavities is shown in Fig. 6. Half of the setup is the same that is for the fabrication of tapered fibers. Before the fiber coupler, the laser light is split into two parts using a 70:30 cubic beam splitter. The major part of the light is coupled to the tapered fiber and the small part goes to a Fabry-Pérot interferometer (with a detector attached to it) which provides a relative frequency scale. Two microscopes are used for monitoring the side view and the top view (not shown in the schematic). Both side view and top view are important for aligning the position and orientation of the micro-cavity with respect to the tapered fiber. For alignment, the micro-cavity is mounted on a 3-Axis piezoelectric nano-positioning stage (PI P611.3S) and a goniometer (Thorlabs GNL20).

Fig. 6
figure 6

Schematic of experimental setup for exciting and detecting WGMs in micro-cavities. MC denotes a micro-cavity mounted on a 3-Axis nano-positioning stage and a goniometer stage. Other elements are TOF: tapered optical fiber, BS: beam splitter, FPI: Fabry-Pérot interferometer, FFC: free space fiber coupler, PD: photo-detector, LC: laser controller, and MIC: microscope with a CCD camera attached to it. Black lines represent electrical cables

The laser frequency is scanned to excite the WGMs at the resonance frequencies of the micro-cavities. Two different lasers were used for the observations reported in this paper. Toptica DL100 (ECDL) was used for experiments with solid micro-cavities. It has 1 MHz linewidth, which is good enough to resolve resonances with Q<108, when using the method of ‘linewidth measurement’ for determining the Q values. Its frequency is scanned by driving the piezo attached to the grating inside it. For liquid microdrops, we use ‘cavity ring-down’ technique (explained in “Q-value measurements of WGMs in liquid microdrops” section) to measure the Q values. This technique requires very fast frequency scanning. For this, Sacher TEC 55 (diode laser with VHG-based external cavity) at 780 nm wavelength is used. Its frequency is scanned by modulating the injection current using a ramp signal generator. In our experiments, its frequency has been scanned up to 106 GHz/s speeds.

All the data is acquired and saved using an oscilloscope with up to 4 GSa/s acquisition rate. For cavity ring-down measurements with liquid microdrops, which require very fast data detection, the large area photo-detector at the tapered fiber’s output is replaced by a fast and high gain detector (Thorlabs APD 430A with 400 MHz bandwidth). High gain is used because experiments for measuring Q are done with low power <20 μW to minimize thermal, non-linear and radiation pressure effects [5, 36, 5456].

Enclosure units and vibration isolation

The entire fabrication and experimental facility has been built inside a laminar flow assembly (shown in Fig. 7) to protect the tapered fibers and the micro-cavities from dust particles in the laboratory environment. Without this air filtering assembly, we were not able to use a tapered fiber for more than an hour or two as many dust particles accumulate on the waist region. Apart from causing light loss due to evanescent scattering, the dust particles prevent the clog-free placing of the fiber’s waist near the microsphere for evanescent coupling of light. Although the optical resolution of the microscope is 1 μm, dust particles of all sizes, from less than 100 nm to few microns, are visible and identifiable under the microscope as these scatter the light propagating through the tapered fiber. After installation of the assembly, we can use a tapered fiber for 2 to 4 days, depending on the quality of the surrounding air which varies with seasons. This laminar flow assembly was custom designed with dimensions 2.5 m×1.9 m×2.9 m. This assembly provides us a cleanroom environment of ISO Class 5 standard, which means 10,000 particles per m3 of size ≥0.3 μm. This kind of assembly is useful in labs where a fully isolated cleanroom can’t be made due to some technical or operational reasons. The setups are also surrounded by PVC strip curtains to prevent them from dust. Additionally, on the optical table also, the setups have been fully covered by acrylic covers with wooden frames.

Fig. 7
figure 7

Laminar flow assembly. Laminar flow assembly (dimensions 2.5 m×1.9 m×2.9 m) with the whole setup covered inside it

While exciting WGMs in micro-cavities, a sub-wavelength gap is to be maintained between the cavity and the tapered fiber. Therefore, the coupling of evanescent light from the fiber to the cavity is sensitive to vibration noise of even tens of nanometers. For this, all the experimental setups have been built on a single floated optical table. Other than blocking dust particles, the PVC strip curtains also block external air flows due to ACs and dehumidifiers which can cause vibrations. All the cables are clamped on the optical table to damp the vibrations that may get transferred through them. All the instruments, optics and optomechanics are mounted firmly. Thus, the possible sources of vibrations, which could be avoided or damped, were taken care of.

Shape and waist size of tapered fibers

The mathematical profile of a tapered fiber, considering constant and uniform temperature hot zone length, can be obtained using the simple constraint of conservation of mass [50, 57]. According to this model, for a stationary flame, the shape of a tapered fiber is exponential (schematically shown in Fig. 8) and is given by

$$ r(z) =\left\{\begin{array}{llc} r_{i} \exp \left(\frac{|z|-h/2-L/2}{h} \right) & \text{for} \, \, \, h/2<|z|<(L+h)/2 \\ r_{i} \exp \left(\frac{-L}{2h} \right) & \text{for} \, \, \, 0<|z|< h/2. \end{array}\right. $$
Fig. 8
figure 8

Schematic of the exponential-profile of tapered fibers. ri is the initial radius, rw is the waist radius, h is the hot zone length, L is the pulling length, z=0 is marked by O. This is an exaggerated illustration. In practice, the slope of the profile is very small (see Fig. 9)

Fig. 9
figure 9

Profile of a tapered fiber. a Microscope image of a fiber tapered from diameter 125 μm to 58 μm. The whole fiber section in this image is of 7 mm length, that includes the tapered regions, the uniform waist region and also non-tapered regions at the sides. b Zoomed view (optical zoom) of a section of the down-tapered region in subfig. a

Here, r(z) is radius of the tapered fiber at axial position z, h is the hot zone length, L is the pulling length, O denotes the center of the hot-zone (which is origin for the axial axis), ri and rw represent the radius of the initial fiber and the taper waist respectively.

Figure 9 shows microscope images of a fiber tapered from diameter 125 μm to 58 μm. In order to cover the whole profile of the tapered regions, under the maximum field of view possible with our microscope system (≈ 7 mm), the fiber was tapered only till 58 μm.

For pulling time t and constant pulling speed v on both the sides of a fiber, the pulling/tapering length can be written as

$$ L=2vt. $$

Using Eqs. 1 and 2, the waist size as a function of pulling time can be written as

$$ r_{w}=r_{0} \exp (-vt/h). $$

A sequence of microscope images of a fiber waist were taken while tapering (using LabVIEW) and then the size of the fiber waist in all the images was measured. The data of change in the waist diameter as a function of time was theoretically fitted with Eq. 3 for multiple tapered fibers. The value of fitting parameter h (which is different for different tapered fibers) was found to be consistent with the range of hot zone lengths (typically 2 to 3 mm) used in the experiments. The fitted plot for one of the tapered fiber is shown in Fig. 10. While tapering, the fiber waist moves and oscillates many times due to the flame pressure. Although small height flame is used to minimize this pressure effect, we still had to keep moving the microscope manually while tapering to bring the fiber waist under focus. Many images that were out of focus were not used for the final data. For this reason, the data points in Fig. 10 are not at equal time intervals. Also, the images after 5 micron waist size were not used because those images were too fuzzy to measure the waist size accurately.

Fig. 10
figure 10

Waist diameter of a fiber as a function of pulling time/pulling length. Red points are the experimental data points and the blue curve is an exponential fit to Eq. 3. Pulling speed v was 20 μm/s and by fitting the data, the hot-zone length h was found to be 2.0 mm

Performance of tapered fibers

As light propagates along a tapered fiber, it passes through different zones of optical confinement. At the starting part of the tapered section, the core and cladding are sufficiently thick, therefore, the light is totally confined in them and this core-cladding region supports only a single mode. A gradual transition occurs from this as the thickness decreases and the light sees a core-cladding-air waveguide. This region can also support some higher order modes. Here, the single mode of light coming from one end of the fiber can couple to higher order modes, depending on the slope of the taper. Approximately adiabatic taper [47, 48, 50] minimizes the coupling from the fundamental mode to the higher order modes and also dissipative radiation modes. We can see from Eq. 1 that the slope of the exponential profile depends on the hot zone length. Wider hot zone length gives a more gradual slope. However, too wide hot zone may affect the uniformity of temperature along its length, depending on the nozzle design [12, 49, 50]. Thus, we choose a nozzle size (from the available ones), the hydrogen gas flow rate and the position of the fiber with respect to the flame such that we get a sufficiently wide hot zone with nearly uniform temperature along its length to get nearly adiabatic tapers. In our experiments, the hot zone length typically lies between 2 to 3 mm.

Due to small departures from adiabaticity, higher order modes get excited while the fundamental mode propagates from one end of the taper towards the taper waist and then also re-couple to the fundamental mode while propagating from the taper waist to the other end of the taper. These higher order modes contribute to the noise in the signal. Due to axial symmetry of the tapered fiber, the fundamental LP01(HE11) mode can only couple to the higher order modes with the same azimuthal symmetry i.e. LP0m(HE1m). Therefore, probability of coupling to LP02(HE12) mode is the most. But, if the tapered fiber is bent or due to some imperfections in the tapering process, other closer higher order modes with different azimuthal symmetries can also couple, like TE01,HE21,EH11, etc., depending on their coupling efficiencies [48, 50]. During our fabrication process, tapered fibers sometimes slightly bend upwards due to the flame pressure (which however doesn’t affect the transmission much). This may also cause coupling to a variety of higher order modes with different azimuthal symmetries.

When the propagating light reaches near the center/waist of the tapered section, it sees a cladding-air waveguide because here the core is insignificant as its size is much smaller than the wavelength of light. The number of modes that this region can support depends on the size of the cladding. As the radius of the taper’s waist decreases, the number of modes supported by it decreases. Higher order modes can be filtered out at the waist by making it so thin that it can support only a single mode. This cut-off waist size can be calculated theoretically as briefly explained below, following the detailed treatment in Ref. [11].

In a step-index, cylindrical waveguide, the electric or magnetic field distribution of the guided modes can be found by solving Maxwell’s equations for the boundary conditions imposed by the cylindrical dielectric core (here silica) and cladding (here air). The complete solution can be found in many references (see Ref. [58, 59]). The effective propagation constant βeff (axial component of the wave vector) of the guided modes can be found by solving the following transcendental equation [58, 59]

$$ \begin{aligned} \left(\frac{{J_{l}}'(pa)}{paJ_{l}(pa)} + \frac{{K_{l}}'(qa)}{qaK_{l}(qa)} \right)\left(\frac{{n_{s}}^{2}{J_{l}}'(pa)}{paJ_{l}(pa)} + \frac{{n_{a}}^{2}{K_{l}}'(qa)}{qaK_{l}(qa)} \right)\\ = l^{2} \left[\frac{1}{(qa)^{2}}+\frac{1}{(pa)^{2}} \right]^{2} \left(\frac{\beta_{eff}}{k_{0}} \right)^{2}, \end{aligned} $$


$$ q^{2}=\beta_{eff}^{2}-{n_{a}}^{2} {k_{0}}^{2}, $$


$$ p^{2}={n_{s}}^{2} {k_{0}}^{2}-\beta_{eff}^{2}, $$

where Jl and Kl are the modified Bessel functions of first and second kind respectively, l is the mode number which is a non-negative integer, a is the radius of the core (here silica), k0 is the propagation constant in vacuum, ns and na are the refractive indices of silica and air respectively. Here, ns=1.45 and na=1 and wavelength is 780 nm. This equation was solved for first few fiber modes and their effective index neff as a function of waist diameter (2 a) is plotted in Fig. 11. neff is given by

$$ n_{eff} = \frac{\beta_{eff}}{k_{0}}. $$
Fig. 11
figure 11

Theoretical cut-off waist size. Theoretically calculated effective index for first few modes in a silica-air waveguide as a function of the core diameter for wavelength λ=780 nm. The waist of a tapered fiber is a silica-air waveguide with core and cladding refractive index ns=1.45 and na=1 respectively. The theoretical cut-off waist size, below which the waist can support only a single mode, has been marked by a dashed black line

In a thick waist, the light is mostly confined inside the silica, leading to an effective index close to ns=1.45. As the waist size decreases down to sub-wavelength scale, the evanescent field in the air region increases and hence the effective index of the taper’s waist decreases from ns=1.45 towards na=1 [12]. It is clear from the plot that the last higher order modes (TE01 and TM01) cut-off at ≈570 nm waist diameter. So tapered fibers, with waist diameters less than 570 nm, can filter out all the higher order modes at 780 nm or higher wavelengths. The optical microscope (with 1 μm resolution) in the setup can’t resolve such small waist diameters. Therefore, we observe the transmission through the fiber while tapering to identify the stopping point at which all the coupled higher order modes cut-off. This is explained in the next section.

Analysis of transmission signal

As mentioned before, the power transmission through the fibers is observed while heating and pulling the fibers. The changes in output transmission with pulling time for a nearly adiabatic tapered fiber is shown in Fig. 12. The changes in the output transmission result from the interference of different modes supported by the tapered fiber [12, 48, 52]. Different modes propagate with different propagation constants and hence recombine at the output with different acquired relative phases (with respect to the phase of fundamental mode), depending on length and thickness of the tapered fiber. The interference signal oscillates because the acquired relative phases change with pulling time. Oscillations have different frequency components because the phases acquired by different modes change with different rates, causing beating patterns. The amplitude of these oscillations is a measure of the efficiency of excitation and recombination of these modes, which change with pulling time. The component frequencies also change with pulling time because the rates of change of phases are time-dependent during pulling. A zoomed view of the oscillations and the beating pattern is shown in the inset plot (on the left) inside Fig. 12.

Fig. 12
figure 12

Transmission through a fiber as a function of pulling time. Pulling speed v was 20 μm/s. Left inset : A zoomed view of the oscillations and beating pattern, showing interference between the fiber modes. Right inset : Zoom on the transition of tapered fiber from multi-mode to single mode (significant drop in the amplitude of oscillations)

In the plot, the point at which the amplitude of the oscillations dies down is when the fiber waist becomes single mode. A zoom on the single mode regime is shown in the inset plot (on the right) inside Fig. 12. The heating and pulling process is stopped immediately after this point is reached. If the pulling continues, then the fiber breaks after 10 to 20 seconds of this single mode operating point (which correspond to just 400 to 800 microns extra pulling length). With our arrangement, this point is reached after pulling length (L) of nearly 2 cm. As estimated in the previous section, the last higher order modes (TE01 and TM01) cut-off at ≈570 nm waist diameter. Therefore, if TE01 or TM01 modes get coupled along with other higher modes, while the fundamental mode is propagating down the tapered slope, then the single mode operating point is reached at nearly 570 nm waist diameter. However, if these modes don’t get coupled while other higher modes get coupled, then the single mode operating point is reached before 570 nm waist diameter. The complete analysis has been done in Ref. [48, 50]. The experimental cut-off waist sizes (at which the last “coupled” higher mode cuts off) of the tapered fibers fabricated in our setup are consistent with the theoretical estimation. Waist sizes of most of the tapered fibers were below 570 nm. An SEM image of a tapered fiber’s waist is shown in Fig. 13. Its waist size is 460 nm. The little extra pulling time, during which the fibers continue to get tapered even after the single mode operating point is reached, results in reducing the final waist size below the cut-off waist size.

Fig. 13
figure 13

SEM image of a tapered fiber’s waist

The tapered fibers fabricated in our setup have greater than 85% transmission on average and the best ones go above 95%. We found that cleaning the fiber using hydrogen-oxygen flame, before starting the pulling process, significantly reduces the chances of bad tapering (i.e. high power loss and more coupling to higher order modes).

Birefringence and cross-talk in a tapered fiber

It is important to characterize a tapered fiber for its polarization response, to ensure quantitative accuracy in experiments and measurements. In normal fibers, small amounts of random birefringence, stress and bends cause cross-talk and phase differences between the two polarization modes (say vertical and horizontal). Therefore, the polarization state of the output light is different from the polarization state of the input light. Every fixed polarization state can be described with its two parameters, ellipticity/eccentricity and tilt/orientation angle. Here, ellipticity is defined as

$$ e=\sqrt{1-\frac{E_{min}^{2}}{E_{max}^{2}}}=\sqrt{1-\frac{P_{min} }{P_{max}}}, $$

where Emin and Emax are the amplitudes of the maximum and minimum components of the electric field respectively and Pmin and Pmax are the measured power values corresponding to Emin and Emax respectively. Ellipticity has values from 0 (for circularly polarized light) to 1 (for linearly polarized light).

Figure 14 shows a plot for ellipticity of the transmitted light vs polarization angle (with respect to a reference polarization angle) of the input light before and after tapering of an optical fiber. For this measurement, a linearly polarized laser beam of 780 nm wavelength was coupled to a single mode bare fiber clamped on the heat and pull setup (see Fig. 4). The polarization angle of the input light was rotated using a half waveplate before the fiber coupler. The waveplate was rotated manually in steps of 2 degree which rotates the polarization angle by 4 degree. At the output, a polarizer was kept before the detector and it was rotated by 360 degree to measure the power components at all the angles. Out of all the power components, the maximum (Pmax) and minimum (Pmin) components were selected for calculating ellipticity. The piezo-driven polarizer rotator mount takes approximately 135 seconds for one complete rotation. Then the same measurements were taken after tapering the fiber. The plotted data, shown in Fig. 14, is for a tapered fiber with transmission >80%.

Fig. 14
figure 14

Polarization response of a tapered fiber. Ellipticity of the transmitted light Vs polarization angle of the input linearly polarized light for an optical fiber before and after tapering. The red and the blue lines are guides to the eyes

As explained in “Performance of tapered fibers” and “Analysis of transmission signal” sections, fibers are tapered down to the waist size at which all the coupled higher order modes filter out. The only guided mode that lefts out can be defined as a combination of two orthogonal, quasi-linearly polarized fundamental modes \(HE^{x}_{11}\) and \(HE^{y}_{11}\) [60, 61]. In the plot (Fig. 14), the ellipticity values are nearly the same before and after tapering. This shows that negligible birefringence and cross-talks between the two polarization modes were caused due to tapering, which further implies that the circular symmetry of the fiber was maintained intact during tapering. While doing this experiment, it was ensured that the conditions which cause birefringence and cross-talk between the two polarization modes (like bends and loops in the fiber, pressure due to the fiber clamps, etc.) remain the same before and after tapering the fiber. Also, we verified that the ellipticity changes by ≤0.05 due to any stretching of the fiber from pulling with motorized stages, or due to long term drifts (1 to 24 hrs observations).

The polarization at the output of a single mode optical fiber as a function of the input polarization has been theoretically modeled in Ref. [62], along with its experimental verification. In this paper, the optical fiber is modeled as a series of concatenated linear birefringent waveplates, with different amounts of phase retardation and different orientations, neglecting any polarization-dependent losses. They used the ellipticity angle χ to represent ellipticity, which is related to the definition of ellipticity used by us by the relation \(e = \sqrt {1-\tan ^{2} \chi }\). Their theoretical model explains the general shape of the curve in Fig. 14. The dissimilarity between the two minima at 56 and 148 was already present in the fiber used, before tapering. The asymmetry might be linked to the details of the splicing between the bare fiber and the patch cable, which is necessary for launching light in the coupling fiber. In any case, we verified in this experiment that tapering down the fiber to sub-micron scale did not change its polarization response, as shown in Fig. 14

We also checked, with a tapered fiber with transmission >90%, if the dependence of its transmission on the input polarization changes due to tapering (or if any polarization-dependent losses were introduced due to tapering). As expected, no change was found due to tapering.

Q-value measurements of WGMs in solid microspheres

We have used the tapered fibers for efficiently exciting and detecting high-Q WGMs in silica microspheres of sizes 30 to 300 μm. Figure 2 shows a microscope image of a silica microsphere kept very close to a tapered fiber to excite its WGMs. To couple light in, a microsphere is moved close to a tapered fiber and a very small gap of sub-wavelength order is maintained between the two to work in the under-coupled regime. In this regime, the observed/loaded Q of the cavity tends to the intrinsic/unloaded Q of the cavity because the external loss due to coupling is minimum and hence the observed Q has its maximum value in the under-coupled regime (see Ref. [12]). Figure 15 shows the transmission spectrum of a microsphere and tapered-fiber coupled system. The dips in the signal correspond to the WGMs of the microsphere. Different dips correspond to different WGMs with different field distributions and angular orientations. Therefore, different modes have different coupling efficiencies depending on the evanescent field distribution and position and orientation of the tapered fiber’s waist with respect to the microsphere. The inset shows a Lorentzian function fitted to one of the dips for measuring the Quality factor of the mode. We routinely observe Q-factors exceeding 107.

Fig. 15
figure 15

Transmission spectrum of a microsphere-taper coupled system. The main panel (blue) shows the power transmitted through a tapered fiber coupled to a microsphere, as a function of laser frequency detuning. The dips in the signal correspond to the WGMs of the microsphere (diameter ≈60 μm). The theoretical Lorentzian fit for one of the dips has been shown in the inset plot. In the inset plot, the blue marks are the experiment data points and the red curve is the theoretical fit. The top panel (black), shows the power transmitted through the tapered fiber with no microsphere close to it, as a function of frequency detuning

Q-value measurements of WGMs in liquid microdrops

A microscope image of a silicone oil drop on a silica microsphere is shown in Fig. 3. We have done experiments with drops of sizes 50 to 200 μm. Unlike the case of solid cavities, in a liquid drop, thermally induced broad-spectrum fluctuations of its size and shape affect the resonance signal. The significantly affecting thermal fluctuations lie in the frequency range from kHz to 100s of kHz. These thermal fluctuations inhibit the reliable measurement of the Q values which are greater than or close to the thermal limits on the measured Q values (see Ref. [37, 42, 46, 63]), when using the standard ‘linewidth measurement’ method. To overcome this, the laser frequency is scanned fast enough to observe the dynamic interference between the direct light propagating through the coupling tapered fiber, the frequency of which is changing very fast, and the out-coupled (stored) resonant light from the high Q microdrop cavity. For observing dynamic interference (or cavity ring-down), the laser frequency has to be scanned fast enough such that the cavity comes and goes out of resonance in duration less than or close to the decay time of the mode. We use 105 to 106 GHz/s scanning speeds for observing the cavity ring-down signals with microdrops of silicone oils. The ring-down data for a WGM resonance in a silicone oil drop has been plotted in Fig. 16. The analytical expression for the cavity ring-down curve of a taper-fiber coupled micro-cavity is given in Ref. [4345]. It has been used for theoretically fitting the experimental data. The fitting gives a Q-value of 6.5×107.

Fig. 16
figure 16

Cavity ring-down signal of a WGM in a silicone oil microdrop. Fitted parameters, V (frequency scanning speed) = 4.6×105 GHz/s, τ (amplitude lifetime) = 54 ns \(\Rightarrow \tau _{photon}\) (photon lifetime) = τ/2 = 27 ns \(\Rightarrow Q = 6.5 \times 10^{7}\)

The observed signal can be explained as follows. As the laser frequency and the resonance frequency match, the mode builds up in the cavity. Immediately after that, the laser frequency detunes from the resonance frequency so fast that we can see the exponential decay of the light stored in the cavity. The light which is coupling out of the cavity interferes with the laser light whose frequency is drifting very fast. This results in oscillations in the transmission signal along with an exponential envelope.

We have made Q-measurements for drops of different silicone oils [42]. The plotted data in Fig. 16 is with a drop of Sigma-Aldrich’s product no. 378364 (polydimethylsiloxane with 100 cSt viscosity at 25C).

Summary and conclusion

We have described an integrated table-top facility for the study of high-Q WGMs in solid and liquid micro-cavities. The facility is self-contained and dust-protected with the modular setups for fabrication of micro-cavities and tapered fibers, and for exciting WGMs in solid and liquid micro-cavities, which are all built on a single floated optical table and inside a custom-designed laminar flow assembly. All the required fabrication and experiments can be done within a small cleanroom-like chamber without the need of transferring the sensitive and fragile elements from one place to another. We have explained in detail the fabrication and performance analysis of tapered fibers of sub-micron waist sizes. The experimental parameters and precautions that are important for fabricating good quality tapered fibers have been explained. The adiabaticity of the fibers can be checked while tapering by observing the transmission signal of the fiber. This also helps in identifying the stopping point when all the coupled higher order modes cut-off. These cut-off waist diameters of the tapered fibers are consistent with the theoretical estimation. The fabricated tapered fibers have greater than 85% transmission on average and they can completely filter out the unwanted higher order modes. Also, by comparing the polarization response of the single mode fibers before and after tapering, it has been verified that their cylindrical symmetry is not affected by adiabatic tapering. The defect rate in the production of good quality micro-cavities and tapered fibers is less than 10%.

The tapered fibers have been successfully used for efficiently exciting WGMs of Q107 in silica microspheres and of Q up to 7×107 in microdrops of silicone oils. The Q-values of these WGM resonances were measured using ‘linewidth measurement’ for silica microspheres and using ‘cavity ring-down’ technique for silicone oils’ microdrops. The capability to track and measure the resonances in microdrops with a wide range of high Q values promises many interesting studies on these dynamic cavities, using our integrated experimental facility. For e.g., we have estimated the absorption coefficients of some liquids with very low absorption (the lowest one being ≈1.0×10−3 cm−1), using only a few nano-liters of the samples (see Ref. [42]). This enormous sensitivity with microscopic amount of the sample, essentially by the Q-factor, will aid in novel applications in efficient trace sensing of dissolved targets at the sub-ppm level. Further, our single table integrated set-up with protected environment is suitable for development into a transportable set-up. We expect that using this set-up, we will be able to investigate interaction between acoustic resonances and optical WGM resonances in liquid drops.

Availability of data and materials

The experimental data used and analysed during the current study are available from the corresponding author on request.

Change history

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Whispering gallery mode


Quality factor


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We are thankful to P.G. Rodrigues, P.V. Sudersanan, S.K. Guram and the central workshop facility in TIFR for the design and fabrication of many components and units of the setup. MG thanks S. Selvarajan, N. Jetty and D.B. Dhuri for useful discussions.


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MG and CSU designed the facility and the experiments. MG built the facility and conducted the experiments. Both the authors contributed in writing the manuscript. All authors have read and approved the final manuscript.

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Correspondence to Meenakshi Gaira.

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Gaira, M., Unnikrishnan, C. Integrated end-to-end instrumentation for the study of whispering gallery modes in dynamic liquid micro-cavities coupled to sub-micron tapered fibers. EPJ Techn Instrum 8, 2 (2021).

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